-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LFDynNlQ0yaRyNatJbWjgLEfCzQUfdMrYS+M039w3m7DBjs1uj5LERAqSXgbt5yC hI/himgCflzltpf16VKopQ== 0000912057-97-003839.txt : 19970221 0000912057-97-003839.hdr.sgml : 19970221 ACCESSION NUMBER: 0000912057-97-003839 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLDWATER CREEK INC CENTRAL INDEX KEY: 0001018005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 820419266 STATE OF INCORPORATION: DE FISCAL YEAR END: 0302 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48773 FILM NUMBER: 97522160 BUSINESS ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 BUSINESS PHONE: 2082632266 MAIL ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PENCE DENNIS C CENTRAL INDEX KEY: 0001032603 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 BUSINESS PHONE: 2082632266 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- Schedule 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 (Amendment No.__)* COLDWATER CREEK INC. ---------------------- (Name of Issuer) COMMON STOCK ---------------------- (Title of Class of Securities) 193068 10 3 ---------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) (Page 1 of 5 Pages) - ------------------------------------------------------------------------------ Cusip No. 193068 10 3 13G Page 2 of 5 - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dennis C. Pence SSN ###-##-#### - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 3,622,559 SHARES ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH None REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH 3,622,559 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,622,559 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 37% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* In - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------------------------------------------------------------ Cusip No. 193068 10 3 Page 3 of 5 ATTACHMENT TO SCHEDULE 13G Item 1(a) NAME OF ISSUER: Coldwater Creek Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Coldwater Creek Drive Sandpoint, Idaho 83864 Item 2(a) NAME OF PERSON FILING: Dennis C. Pence Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR RESIDENCE: c/o Coldwater Creek Inc. One Coldwater Creek Drive Sandpoint, Idaho 83864 Item 2(c) CITIZENSHIP: U.S.A. Item 2(d) TITLE AND CLASS OF SECURITIES: Common Stock Item 2(e) CUSIP NUMBER: 193068 10 3 Item 3 NOT APPLICABLE. Item 4 OWNERSHIP Cusip No. 193068 10 3 Page 4 of 5 Item 4(a) AMOUNT BENEFICIALLY OWNED: 3,622,559 Shares of Common Stock Item 4(b) PERCENT OF CLASS: 37% Item 4(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 3,622,559*/ (ii) shared power to vote or to direct the vote: None. (iii) sole power to dispose or to direct the disposition of: 3,622,559*/ shares of Common Stock (iv) shared power to dispose or to direct the disposition of: None. Item 5 NOT APPLICABLE. Item 6 NOT APPLICABLE. Item 7 NOT APPLICABLE. Item 8 NOT APPLICABLE. Item 9 NOT APPLICABLE. - ------------------------------ */Includes 140,929 shares held by a Charitable Lead Annuity Trust in the name of "Dennis C. Pence Lead Annuity Trust" of which the Reporting Person is the Trustee. Cusip No. 193068 10 3 Page 5 of 5 Item 10 CERTIFICATION: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 1997 /S/ DENNIS C. PENCE ----------------------------------------- Dennis C. Pence President, Chief Executive Officer, Vice Chairman of the Board of Directors, and Director -----END PRIVACY-ENHANCED MESSAGE-----